Financial Services Litigation and Regulation
Are you an investor trying to reclaim monies for investments which may have been mis-sold?Are you an individual or organisation which has become a (perhaps unwitting) target of the Financial Services Authority (FSA)'s Enforcement Division?
If so, we can help.
We have proven expertise in helping clients who run into difficulties in the complex world of Financial Services regulation
The world of financial regulation is complex and can seem intimidating whether you are an investor trying to reclaim monies for investments which may have been mis-sold, or an individual or organisation which has become a (perhaps unwitting) target of the Financial Services Authority (FSA)'s Enforcement Division. You may be also be operating a business which is unregulated but which the FSA claims should be authorised.
Our offices are conveniently situated in the heart of legal London, opposite the Royal Courts of Justice.
Our Address:
Essex Hall
1-6 Essex Street
LONDON, WC2R 3HY
Telephone - 020 7632 4300
Fascimile - 020 7836 7975
Email - info@saunders.co.uk
DX - 37995 KINGSWAY
Some Recent Cases
Successfully recovering from a stock brokerage which had used high pressure sales techniques to mis-sell stock on the junior markets.Successfully acting for the first non regulated individual accused of Market Abuse (before the Financial Services and Markets Tribunal).
Using FSMA to void transactions against an unauthorised business which had mis-sold a product while running an unlawful collective investment scheme.
Defending a substantial East European bank from allegations of misrepresenting itself in an application for authorisation.
Defending an individual charged with various FSMA offences, including running a 36 million unlawful collective investment scheme.
Have a look at the other pages on this micro site which outline the powers of the FSA Enforcement Division and the thorny issues of mis-selling and boiler room operations.
Contact Stephen Gilchrist on 020 7632 4300 in this arena, he specialises in this area of work. He has lectured on FSA powers and is dedicated to meet client's needs in this ever developing area of law. In 2008 he was featured on the BBC programme, 'Working Lunch', discussing off shore boiler room operations.